Compliance

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The Securities and Exchange Commission has implemented Regulation S-P, which relates to the privacy of consumer financial information, and has established rules in response to Section 504 of the Gramm-Leach-Bliley Act. Under the requirements of Regulation S-P, registered investment advisers are required to annually provide clients a copy of the privacy policy.

ADV PART 2A
FORM ADV PART 3 - CRS (CUSTOMER RELATIONSHIP SUMMARY)
PENNINGTON PARTNERS PRIVACY NOTICE
CODE OF ETHICS